Transfer agent

  • Ensuring the issuing of shares in compliance with the prospectus
  • Recordkeeping of the shareholder registry
  • Commission calculation (trailer fees, retrocession fees…)
  • Booking of any investor transactions (Switch, Subscription, Redemption…)
  • Settlement and follow up of transactions (incl. FX requirements)
  • Client facing, communication and query management
  • Anti-Money-Laundering process and Know Your Customer (AML/KYC)
  • Management of dividend payments
  • Reporting (contract notes, statements…)