- Ensuring the issuing of shares in compliance with the prospectus
- Recordkeeping of the shareholder registry
- Commission calculation (trailer fees, retrocession fees…)
- Booking of any investor transactions (Switch, Subscription, Redemption…)
- Settlement and follow up of transactions (incl. FX requirements)
- Client facing, communication and query management
- Anti-Money-Laundering process and Know Your Customer (AML/KYC)
- Management of dividend payments
- Reporting (contract notes, statements…)